As an experienced financial analyst, I’ve seen my fair share of regulatory hurdles in the financial markets. The recent progress towards Ethereum ETF approval, while encouraging, comes with its own set of challenges.


Based on my analysis of reliable insider information, I have learned that the Securities and Exchange Commission (SEC) is requiring prospective issuers to submit revised S-1 forms by May 31st.

After the 19b-4 forms were approved on May 23rd, this signified a major achievement in the progression of the process.

Spot Ethereum ETF Approval Progresses

The SEC’s unexpected decision to approve 19b-4 forms at the last moment signified a notable achievement. However, this sudden shift left issuers unprepared as they hadn’t ready their S-1 forms in advance. Nevertheless, things are moving forward, with the SEC now actively collaborating with issuers to finish and submit their S-1 forms.

As a researcher delving into the topic of Ethereum Exchange-Traded Funds (ETFs), I’ve uncovered some valuable insights. According to my sources, the Securities and Exchange Commission (SEC) has reportedly demanded draft S-1 filings by today, which is Friday. Upon receipt of these submissions, the SEC will deliver its initial set of comments, triggering subsequent amendments. The approval process for an Ethereum ETF involves the SEC’s review and eventual approval of both the 19b-4 and S-1 forms. This procedure often includes numerous revisions before granting final authorization.

As an analyst, I’ve observed that VanEck filed an amended S-1 form on the very same day their ETFs received approval. Subsequently, BlackRock took action on May 30th, disclosing a $10 million seed investment for its own ETF.

Seed investments involve straightforward details, but other sections of the forms may necessitate additional effort. The S-1 forms will likely undergo a minimum of two revisions prior to being officially filed.

Mixed Sentiment Over Delays

As an analyst, I’d rephrase Eric Balchunas’ statement as follows: Previously, I mentioned that the process of finalizing S-1 registration statements could add extra time, which might postpone the debut of spot Ether Exchange-Traded Funds (ETFs). I’m unsure about the exact timeline for this fast-track procedure, but it’s likely to be a hectic race in the coming days or even weeks—all hinging on the progress of the S-1.

As a JPMorgan analyst, I and my team remain hopeful that the much-anticipated spot Ethereum Exchange-Traded Fund (ETF) will begin trading prior to November, despite potential delays. We recognize that the crypto market, including the approval process for ETFs, has become increasingly political in the lead-up to the 2024 U.S. presidential election.

As a researcher studying the regulatory process for Exchange-Traded Funds (ETFs) with the Securities and Exchange Commission (SEC), I want to share some updates on the current status of these funds’ registration statements. At present, these statements are still under review by the SEC, leaving an uncertain timeline for their approval and subsequent trading commencement. However, based on Galaxy analysts’ predictions, we anticipate that the S-1 filings could be finalized and trading might initiate around July or August 2024. This information is subject to change as regulatory decisions can vary in their timing.

— matthew sigel, recovering CFA (@matthew_sigel) May 24, 2024

As a researcher studying the events surrounding Split Capital, I’ve discovered that co-founder Zaheer Ebtikar was taken aback by the unexpected approval of their initiative. He believed that an immediate launch would have resulted in unstable price movements due to the shock. Instead, he advocated for a delay, allowing traders the opportunity to predict and prepare for any potential inflows, thereby reducing market volatility.

As a crypto investor, I’d interpret Brian Rudick’s analysis as follows: The slight postponement in Ethereum’s London hard fork isn’t a significant game-changer, but it could potentially draw some initial investments and positively influence ETH‘s price.

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2024-05-31 13:50