The Rhythm of Learning: How Kernel Spectra Shape Neural Network Training

Author: Denis Avetisyan


New research reveals the interplay between kernel structure and training dynamics, offering insights into why and how neural networks generalize effectively.

The study demonstrates a decomposition of test error into bias and variance components, revealing that the expectation value of the kernel-following a power law of <span class="katex-eq" data-katex-display="false">\Lambda\_{ij}=i^{-3/2}\delta\_{ij}</span>-dictates the trade-off between these error sources, as observed through simulations employing a time step of <span class="katex-eq" data-katex-display="false">\mathrm{d}t=10^{-4}</span> and averaged over <span class="katex-eq" data-katex-display="false">10^{5}</span> realizations with parameters <span class="katex-eq" data-katex-display="false">\beta=10</span> and <span class="katex-eq" data-katex-display="false">g\beta=10^{3}</span> at an interpolation threshold of P=N=102, contrasted with theoretical calculations utilizing <span class="katex-eq" data-katex-display="false">\mathrm{d}t=10^{-2}</span>.
The study demonstrates a decomposition of test error into bias and variance components, revealing that the expectation value of the kernel-following a power law of \Lambda\_{ij}=i^{-3/2}\delta\_{ij}-dictates the trade-off between these error sources, as observed through simulations employing a time step of \mathrm{d}t=10^{-4} and averaged over 10^{5} realizations with parameters \beta=10 and g\beta=10^{3} at an interpolation threshold of P=N=102, contrasted with theoretical calculations utilizing \mathrm{d}t=10^{-2}.

This work develops a theoretical framework, based on dynamical mean-field theory and stochastic Langevin dynamics, to understand generalization error in kernel regression with power-law distributed kernel eigenvalues and the impact of early stopping.

Understanding the generalization capabilities of highly overparameterized neural networks remains a central challenge in modern machine learning. This is addressed in ‘Dynamics of neural scaling laws in random feature regression with powerlaw-distributed kernel eigenvalues’, which develops a dynamical mean-field theory to explain the training dynamics of kernel regression with power-law distributed kernel spectra. The resulting framework unifies various learning regimes-from Bayesian inference to stochastic gradient descent-by linking generalization error to the spectral and dynamical properties of learning on data. Can this approach provide a pathway toward better understanding and controlling the complex interplay between network architecture, training dynamics, and ultimately, model performance?


From Linearity to Complexity: The Limits of Simple Models

The foundations of many machine learning approaches historically rest upon linear models, with Linear Regression serving as a prime example. These models offer the benefit of interpretability and computational efficiency, making them readily applicable to a wide range of problems. However, this simplicity comes at a cost: a limited capacity to capture the complex, non-linear relationships often present in real-world data. While effective for approximating linear trends, these models struggle to represent intricate patterns, frequently leading to underfitting and reduced predictive accuracy when confronted with datasets exhibiting substantial non-linearity. This inherent limitation spurred the development of more sophisticated techniques capable of modeling these intricate relationships, pushing the field beyond the constraints of purely linear approaches.

Gaussian Process Regression (GPR) offers a compelling alternative to simpler models by providing a fully probabilistic treatment of uncertainty – instead of just predicting a value, it predicts a distribution over possible values. This is achieved by defining a distribution over functions, allowing for principled quantification of confidence in predictions. However, the core computational bottleneck of GPR lies in inverting a covariance matrix whose size scales cubically with the number of data points O(n^3). Consequently, applying GPR to datasets common in modern machine learning – those containing tens of thousands or even millions of samples – becomes computationally intractable without approximations or specialized hardware. While various methods exist to mitigate this scaling issue, such as sparse Gaussian processes and inducing points, they often introduce further complexity and can compromise the accuracy of the probabilistic predictions, limiting GPR’s direct applicability in many large-scale learning scenarios.

Recent theoretical work demonstrates a surprising and powerful link between deep neural networks and kernel methods, specifically through the concept of the Kernel Limit. This suggests that, as the number of neurons in a hidden layer of a neural network approaches infinity, the network’s behavior converges to that of a Gaussian Process, a type of kernel method. Importantly, this approximation isn’t merely qualitative; under certain conditions, the network effectively becomes a kernel machine, inheriting its ability to generalize from limited data. This connection offers a new lens through which to understand the power of deep learning – it’s not simply about learning complex functions, but about efficiently approximating kernel methods in high-dimensional spaces, bypassing the computational bottlenecks that often plague traditional kernel approaches with large datasets. The implications are substantial, potentially enabling the application of well-established kernel theory to analyze and improve the performance of neural networks, and even guiding the design of novel network architectures.

Kernel Regression: A Dynamical Systems Perspective

Kernel Regression facilitates the analysis of learning dynamics by moving beyond the limitations of traditional optimization-centric views. Instead of solely focusing on minimizing a loss function, Kernel Regression allows for the investigation of the entire trajectory of model parameters during training, providing insights into phenomena like generalization error and the effects of different learning rates. This approach models the learning process as a dynamical system, enabling the application of tools from dynamical systems theory to characterize stability, convergence, and the influence of the dataset’s geometry on the learning process. Specifically, Kernel Regression offers a framework to analyze how model parameters evolve in function space, revealing information not captured by simply observing the final parameter values achieved after optimization.

Dynamical Mean-Field Theory (DMFT) provides a theoretical lens for analyzing the interactions occurring during machine learning model training. This approach models the training process as a dynamical system, allowing for the examination of how parameters evolve over time under the influence of data and learning algorithms. Crucially, DMFT extends beyond transient dynamics; as training progresses towards equilibrium – specifically, a stationary distribution – the framework converges to Bayesian inference. This means the resulting parameter distribution approximates the posterior distribution over model parameters, offering a principled way to quantify uncertainty and make predictions, effectively linking learning dynamics to Bayesian statistical inference. The theory allows analysis of the system’s stability and convergence properties, providing insights into generalization performance.

Langevin Stochastic Gradient Descent (SGD) is employed to model the training process as a dynamical system, allowing for analysis of parameter updates influenced by both the gradient of the loss function and added noise. This noise term, characteristic of Langevin dynamics, facilitates escaping local minima and provides a mechanism for exploring the parameter space. By analyzing the resulting trajectories of model parameters, the framework reveals the interplay between data characteristics, model complexity, and the learning rate. Crucially, this approach enables the prediction of test error via bias-variance decomposition; specifically, the long-term behavior of the Langevin SGD can be used to estimate the expected generalization error, providing insights into the model’s ability to perform on unseen data. \text{Error} = \text{Bias}^2 + \text{Variance} + \text{Noise}

Regularization via dynamic noise β effectively controls early stopping, as demonstrated by the close agreement between theoretical (dashed) and simulated (solid) test error curves and their bias-variance decomposition, with simulations averaged over <span class="katex-eq" data-katex-display="false">10^5</span> realizations using <span class="katex-eq" data-katex-display="false">dt = 10^{-4}</span> while theory uses <span class="katex-eq" data-katex-display="false">dt = 10^{-2}</span> and <span class="katex-eq" data-katex-display="false">\Lambda_{ij} = i^{-3/2}\delta_{ij}</span>.
Regularization via dynamic noise β effectively controls early stopping, as demonstrated by the close agreement between theoretical (dashed) and simulated (solid) test error curves and their bias-variance decomposition, with simulations averaged over 10^5 realizations using dt = 10^{-4} while theory uses dt = 10^{-2} and \Lambda_{ij} = i^{-3/2}\delta_{ij}.

Generalization and Spectral Bias: Unveiling the Patterns of Learning

Generalization error, the difference between a model’s performance on training data and its performance on unseen data, is a primary focus in machine learning. This error is fundamentally linked to the bias-variance tradeoff: a model with high bias consistently makes simplified assumptions, underfitting the data and resulting in high error on both training and test sets. Conversely, a model with high variance is overly sensitive to the training data, capturing noise and leading to low training error but high test error due to poor performance on new, unseen data. Minimizing generalization error requires finding an optimal balance between bias and variance, often achieved through techniques like regularization, cross-validation, and careful feature selection, all aimed at improving the model’s ability to accurately predict outcomes on data it hasn’t been trained on.

Kernel spectra, representing the distribution of eigenvalues associated with the kernel matrix, are strongly linked to the generalization capabilities of machine learning models. Specifically, power law distributed kernel spectra – characterized by a disproportionately large number of small eigenvalues – have been empirically observed in successful models across various architectures and datasets. This distribution indicates a preference for low-complexity functions during training. Models exhibiting power law spectra tend to generalize better because they avoid overfitting to noise in the training data; the dominance of small eigenvalues effectively regularizes the learned function, promoting simpler solutions that are more likely to perform well on unseen data. Deviation from a power law distribution, often manifesting as a flatter spectrum, correlates with poorer generalization and increased risk of overfitting, suggesting a failure to effectively prioritize simpler, more robust functions.

Spectral bias, observed during neural network training, indicates a preference for learning functions corresponding to larger eigenmodes of the kernel matrix. Analysis reveals that the relaxation time – the rate at which a mode’s contribution diminishes – is prolonged by a collective, temporally non-local coupling between modes. Specifically, larger eigenmodes exhibit slower relaxation times, meaning they are learned earlier in training and with greater accuracy compared to smaller modes. This is not simply a matter of magnitude; the coupling mechanism inherently favors the initial and sustained representation of lower-frequency components, influencing the overall function learned by the network and contributing to its generalization capabilities.

Test error decreases with increasing dynamic noise strength <span class="katex-eq" data-katex-display="false"> \beta^{-1} </span> for <span class="katex-eq" data-katex-display="false"> \beta = 10000 </span> (red), <span class="katex-eq" data-katex-display="false"> \beta = 50 </span> (green), and <span class="katex-eq" data-katex-display="false"> \beta = 10 </span> (blue), as predicted by theory (solid curves) and confirmed by simulation (dashed lines) with parameters <span class="katex-eq" data-katex-display="false"> g\beta = 10^{3}, P = N = 100, \Lambda\_{ij} = i^{-3/2}\delta\_{ij} </span>, and time steps <span class="katex-eq" data-katex-display="false"> \mathrm{d}t = 10^{-4} </span> for simulation and <span class="katex-eq" data-katex-display="false"> \mathrm{d}t = 10^{-2} </span> for theory, averaged over <span class="katex-eq" data-katex-display="false"> 10^{5} </span> disorder realizations.
Test error decreases with increasing dynamic noise strength \beta^{-1} for \beta = 10000 (red), \beta = 50 (green), and \beta = 10 (blue), as predicted by theory (solid curves) and confirmed by simulation (dashed lines) with parameters g\beta = 10^{3}, P = N = 100, \Lambda\_{ij} = i^{-3/2}\delta\_{ij} , and time steps \mathrm{d}t = 10^{-4} for simulation and \mathrm{d}t = 10^{-2} for theory, averaged over 10^{5} disorder realizations.

The Teacher-Student Framework: Towards a Deeper Understanding of Learning

The teacher-student setup offers a powerful paradigm for dissecting the learning process within neural networks. This approach conceptualizes training as a distillation of knowledge – a ‘teacher’ network, already proficient at a task, imparts its expertise to a ‘student’ network. By analyzing how effectively the student mimics the teacher’s behavior – specifically, its internal representations and output predictions – researchers gain valuable insights into generalization, knowledge transfer, and the impact of network architecture. This isn’t merely an analogy; it’s a formal framework allowing for quantitative comparison between networks and a means to identify bottlenecks in learning. The setup proves particularly useful in understanding scenarios like model compression, where a smaller student network aims to replicate the performance of a larger, more complex teacher, and in exploring the robustness of learned representations to adversarial attacks – effectively testing if the student grasps the underlying principles rather than simply memorizing training data.

Early stopping, a frequently employed regularization technique in training neural networks, isn’t simply about finding the lowest error on a validation set; it’s deeply connected to the fundamental concepts of generalization error and the bias-variance tradeoff. Initially, as a network trains, it reduces both bias and variance, improving performance on both training and validation data. However, continued training eventually leads to overfitting – the network memorizes the training data, decreasing bias further but dramatically increasing variance and, consequently, the error on unseen data. Early stopping halts the training process at the point where validation error begins to rise, effectively trading a small amount of potential reduction in training error for a significant improvement in the model’s ability to generalize to new, unseen examples. This can be understood mathematically: Generalization\ Error = Bias^2 + Variance + Noise . By stopping before complete overfitting, the technique manages the variance term, leading to a more robust and reliable model despite not achieving the absolute lowest error on the training set.

The current Teacher-Student framework, while insightful for understanding learning in linear networks, encounters limitations when applied to the complexities of non-linear systems. Feature learning offers a compelling path forward, suggesting that the ‘teacher’ network isn’t simply transferring weights, but rather, distilling the representation of the data itself. This perspective shifts the focus from memorizing specific parameters to learning robust, hierarchical features – effectively teaching the ‘student’ how to learn, rather than what to learn. Investigating this avenue could reveal how non-linear networks leverage increasingly abstract features to achieve generalization, potentially allowing for the development of more efficient and adaptable learning algorithms that mimic this process. By analyzing the transfer of these learned features, researchers aim to gain a deeper understanding of generalization capabilities in complex neural architectures and unlock new possibilities for building truly intelligent systems.

The exploration of kernel regression dynamics, as detailed in the study, resonates with a fundamental tenet of rigorous thought. The research meticulously charts how learning progresses – or falters – based on the spectral properties of the kernel, ultimately impacting generalization error. This pursuit of demonstrable accuracy echoes Simone de Beauvoir’s assertion: “One is not born, but rather becomes a woman.” Just as gender isn’t a fixed state but a constructed outcome, so too is a well-performing model not inherently present, but becomes effective through a carefully charted training process. The paper’s focus on understanding these formative dynamics-and the early stopping phenomenon-highlights that correctness, like identity, is not preordained, but achieved through rigorous development and observation.

Future Directions

The presented framework, while offering a mathematically rigorous description of kernel regression training, ultimately highlights the enduring challenge of connecting theoretical predictions with empirically observed phenomena. The reliance on dynamical mean-field theory, while elegant, introduces approximations – the very nature of such methods necessitates trade-offs between tractability and fidelity. A crucial next step involves systematically investigating the impact of these approximations on the derived scaling laws, perhaps through controlled experiments or more refined analytical techniques. The question remains: how much of the observed behavior is genuinely universal, and how much is an artifact of the chosen theoretical lens?

Furthermore, the current analysis focuses on a specific class of kernel spectra-those exhibiting a power-law distribution. While common in practice, this represents a significant constraint. A truly comprehensive theory must address the impact of spectral deviations, and explore the consequences of more complex kernel structures. The implications for generalization error, particularly in scenarios where the kernel spectrum lacks a well-defined power-law form, remain largely unexplored. Reproducibility, of course, will be paramount; any predictive framework must yield results that are consistently verifiable across different implementations and datasets.

Ultimately, the goal extends beyond simply describing learning dynamics. A complete understanding demands a predictive capability – the ability to design kernels and training procedures that provably minimize generalization error. The current work provides a solid foundation, but the path towards such a prescriptive theory remains, predictably, non-trivial. It is a pursuit where mathematical purity, rather than empirical convenience, must remain the guiding principle.


Original article: https://arxiv.org/pdf/2602.23039.pdf

Contact the author: https://www.linkedin.com/in/avetisyan/

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2026-02-28 20:39